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Legal


Legal


Guidance on Corporate Finance Activities by ICAEW

Adan operates under the guidance on Corporate Finance Activities by ICAEW - Institute of Chartered Accountants in England and Wales : Link

The purpose of this schedule is to describe some common corporate finance scenarios and identify whether these are regulated activities or not and if so whether a firm needs FSA authorisation, a DPB licence, or are unregulated and so no authorisation or licence is needed. Section A of the table refers to general situations, whilst Section B provides more detailed examples.

Refer to:
+ The Handbook provides full details of the Institutes' licensing arrangements - Page 46 of F7049 ICAS Designated Professional Body Handbook


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